Joseph Frank Grimsic
Investment adviser representative at LPL Enterprise, LLC
11 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Prudential Insurance Company of AmericaSep 2021 to now
- Pruco Securities, LLC.Sep 2021 to Nov 2024
- Independence Wealth Advisors, LLCJan 2020 to Jun 2021
- Alphastar Capital Management, LLCOct 2019 to Apr 2020
- PNC InvestmentsApr 2018 to Jul 2019
- MML Investors ServicesApr 2017 to Apr 2018
- Mass Mutual Life Insurance CompanyMar 2017 to Apr 2018
- Oneamerica SecuritiesDec 2015 to Mar 2017
- American United LifeNov 2015 to Mar 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2016
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 1 state (OH).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6262067
- Firm CRD
- 8733