Thomas Edward Grogan
Investment adviser representative at Cetera Investment Advisers LLC
13 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- First National Bank of PaMay 2026 to now
- Cetera Investment Advisers LLCOct 2023 to now
- Cetera Investment Services LLCOct 2023 to now
- Dollar Bank, FsbOct 2023 to May 2026
- Park Avenue Securities LLCDec 2015 to Oct 2023
- Guardian Life Insurance CoOct 2013 to Oct 2023
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (PA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6261987
- Firm CRD
- 105644