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Melissa S Rainwater-fleming

Investment adviser representative at Cetera Investment Advisers LLC
22 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

22 years in the industry.

  1. Cetera Investment Advisers LLCSep 2025 to now
  2. Cetera Wealth Services, LLCSep 2025 to now
  3. Peak Wealth ManagementJul 2024 to now
  4. Hd Vest Insurance Agency, LLCAug 2020 to now
  5. Northern Arizona Financial Services Co, LLCOct 2013 to now
  6. Avantax Investment Services, IncJun 2021 to Sep 2025
  7. Avantax Advisory ServicesAug 2020 to Sep 2025
  8. InstacartApr 2020 to Dec 2021
  9. Avantax Advisory ServicesOct 2013 to Oct 2019
  10. Lou CorporationFeb 2004 to Sep 2018

Exams passed

  • Series 65 · Uniform Investment Adviser Law2020
  • Series 63 · Uniform Securities Agent State Law2021

State registrations

Registered as an investment adviser representative in 1 state (AZ).

Cetera Investment Advisers LLC

$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6260666
Firm CRD
105644
Advisor's SEC record (opens in a new tab)
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