Esther Tan
Investment adviser representative at Wells Fargo Advisors
11 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
Are you Esther Tan? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Wells Fargo Bank, NADec 2022 to now
- Wells Fargo Clearing Services, LLCDec 2022 to now
- UnemployedApr 2022 to Dec 2022
- J.P. Morgan Securities LLCDec 2021 to Apr 2022
- JPMorgan Chase Bank, N.A.Dec 2021 to Apr 2022
- UnemployedSep 2021 to Nov 2021
- HSBC BankJul 2019 to Aug 2021
- HSBC Securities (USA) IncJul 2019 to Aug 2021
- J.P. Morgan Securities LLCJun 2018 to Jun 2019
- JPMorgan Chase Bank, N.A.May 2018 to Jun 2019
- HSBC BankMay 2017 to May 2018
- HSBC Securities (USA) IncMay 2017 to Nov 2017
- Wells Fargo Clearing Services, LLCSep 2015 to May 2017
- Wells Fargo BankJun 2015 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6242573
- Firm CRD
- 19616