Harrison Spencer Phillips
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
4 yearsExperience
1 stateRegistered in
CFADesignation
$197.5BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
4 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedNov 2019 to now
- Bradley Woods & Co. Ltd.Sep 2019 to Oct 2019
- Pickwick Capital Partners, LLCJul 2017 to Sep 2019
- Viridian Capital Advisors, LLCJan 2015 to Oct 2019
- Secure Strategy Group, LLCJan 2015 to Dec 2017
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
State registrations
Registered as an investment adviser representative in 1 state (NY).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6237818
- Firm CRD
- 793