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Alexander Wyndham Foord

Investment adviser representative at New York Life Investment Management LLC
10 yearsExperience
1 stateRegistered in
$120.7BFirm assets
26 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

10 years in the industry.

  1. New York Life Investment Management LLCOct 2024 to now
  2. New York LifeSep 2024 to now
  3. Morgan Stanley Smith Barney LLCMay 2017 to Sep 2024
  4. E-vents RegistrationFeb 2017 to May 2017
  5. UnemployedJun 2016 to Feb 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2013
  • Series 65 · Uniform Investment Adviser Law2019

State registrations

Registered as an investment adviser representative in 1 state (CT).

New York Life Investment Management LLC

$120.7BAssets managed
933Clients
89Advisers
26 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6234060
Firm CRD
109591
Advisor's SEC record (opens in a new tab)
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