Skip to content

John Rivera

Investment adviser representative at Capital Client Group, Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
13 yearsFirm in business

Are you John Rivera? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Other

Experience

10 years in the industry.

  1. Capital Group / Capital Client Group, Inc.Jan 2021 to now
  2. Capital Client Group, Inc.Apr 2020 to now
  3. American FundsFeb 2020 to Jan 2021
  4. Compass Risk ManagementJan 2019 to Feb 2020
  5. UnemployedSep 2018 to Jan 2019
  6. Morgan Stanley Wealth ManagementDec 2016 to Sep 2018
  7. Indiana Farm Bureau InsuranceJul 2016 to Dec 2016

Exams passed

  • Series 66 · Uniform Combined State Law2017

State registrations

Registered as an investment adviser representative in 1 state (IN).

Capital Client Group, Inc.

$0Assets managed
0Clients
606Advisers
13 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6233928
Firm CRD
6247
Advisor's SEC record (opens in a new tab)
CallContact this firm