Mark Anthony Montes de oca
Investment adviser representative at Midwestern Securities Trading Co.,LLC
13 yearsExperience
2 statesRegistered in
$2BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Midwestern Securities Trading Company, LLCJun 2023 to now
- Fisher National BankJun 2023 to now
- JP Morgan Chase Bank, N.A.Apr 2020 to Jun 2023
- JP Morgan Securities, LLCApr 2020 to Jun 2023
- UnemployedOct 2019 to Mar 2020
- TD Ameritrade Investment Management, LLCFeb 2018 to Sep 2019
- TD Ameritrade, Inc.Dec 2017 to Sep 2019
- Scottrade Investment ManagementMar 2017 to Feb 2018
- Scottrade, Inc.Jul 2013 to Feb 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Midwestern Securities Trading Co.,LLC
Legal name: Midwestern Securities Trading Company, LLC
$2BAssets managed
11,847Clients
51Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6232168
- Firm CRD
- 101080