Robert Roderick Rodriguez
Investment adviser representative at Principal Securities, Inc.
11 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Opes Wealth ManagementJan 2026 to now
- Principal Securities, Inc.Feb 2025 to now
- Principal Life Insurance CoFeb 2025 to now
- Equitable Advisors, LLCOct 2019 to Feb 2025
- AXA Advisors, LLCOct 2019 to Jun 2020
- Morgan StanleyOct 2018 to Sep 2019
- Morgan Stanley Private Bank, N.A.Oct 2018 to Sep 2019
- UnemployedJun 2018 to Oct 2018
- Deutsche Bank Securities IncSep 2015 to Jun 2018
- Db Trust Company NAJul 2015 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6229913
- Firm CRD
- 1137