Alfred Ho fai Au
Investment adviser representative at Diversifi Capital Inc
13 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$671.4MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Diversifi Capital IncDec 2024 to now
- Diversifi Capital LLC (formerly Compass Capital Management)Jun 2018 to now
- Dragon Global Services, LLCMay 2015 to Jun 2018
- Dragon Financial and Investment Group, LLCFeb 2013 to Jun 2018
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (CA).
Diversifi Capital Inc
$671.4MAssets managed
277Clients
7Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6213875
- Firm CRD
- 242788