Thomas Alex Broadbent
Investment adviser representative at MML Investors Services, LLC
10 yearsExperience
2 statesRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Massmutual Life Insurance CompanyMar 2026 to now
- MML Investors Services, LLCMar 2026 to now
- Park Avenue SecuritiesApr 2021 to Mar 2026
- Guardian Life Insurance CompanyMar 2021 to Mar 2026
- UnemployedFeb 2020 to Feb 2021
- AXA Advisors, LLCNov 2017 to Feb 2020
- UnemployedMar 2017 to Dec 2017
- Battlebourne Capital Management LPSep 2016 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6207484
- Firm CRD
- 10409