Shawn Shaughnessy
Investment adviser representative at Cetera Investment Advisers LLC
17 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Acme Accountants and Advisors Inc dba Schain and CompanyJan 2021 to now
- Wealth Planning Services IncJan 2021 to now
- Cetera Investment Advisers LLCJun 2013 to now
- Cetera Financial Specialists LLCJun 2013 to now
- Shawn & Beth Enterprises Inc dba Padgett Business ServicesAug 2009 to Jan 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
State registrations
Registered as an investment adviser representative in 1 state (NY).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6202830
- Firm CRD
- 105644