Mary Huong nguyen Sapaden
Investment adviser representative at LPL Enterprise, LLC
13 yearsExperience
3 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Enterprise, LLCNov 2025 to now
- LPL Enterprise Llc/prudentialNov 2025 to now
- UnemployedAug 2025 to Nov 2025
- Prudential/lplMar 2025 to Aug 2025
- Hertz Rental CarApr 2021 to Mar 2025
- University of Hawaii At Uh ManoaJan 2015 to Dec 2021
- Hertz Rental CarJan 2013 to Apr 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 3 states (CA, HI, NV).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6201131
- Firm CRD
- 8733