Luis Ortiz
Investment adviser representative at Vanguard Advisers, Inc.
15 yearsExperience
1 stateRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Vanguard Advisers, Inc.Aug 2026 to now
- The Vanguard Group, Inc.Aug 2026 to now
- Vanguard Marketing CorporationAug 2026 to now
- Empower Retirement LLCAug 2020 to Aug 2026
- Cornerstone StaffingApr 2020 to Jul 2020
- UnemployedFeb 2020 to Apr 2020
- The Vanguard GroupOct 2019 to Feb 2020
- Empower Retirement LLCDec 2018 to Oct 2019
- Charles Schwab & Co., Inc.Mar 2018 to Dec 2018
- UnemployedSep 2017 to Mar 2018
- S & L ServicesAug 2015 to Sep 2017
- The Vanguard Group, Inc.May 2011 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6190618
- Firm CRD
- 106715