Nicole Martha Spiker
Investment adviser representative at Charles Schwab & Co., Inc.
8 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
8 years in the industry.
- Charles Schwab & Co., Inc.Dec 2020 to now
- TD Ameritrade Clearing, IncFeb 2022 to Oct 2024
- TD Ameritrade, Inc.Feb 2022 to Jun 2024
- Charles Schwab Bank, SsbAug 2021 to Feb 2022
- Charles Schwab Premier BankAug 2021 to Feb 2022
- Charles Schwab Trust BankAug 2021 to Feb 2022
- Scottrade, Inc.Jan 2016 to Jan 2021
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6189866
- Firm CRD
- 5393