Kendra V. Sims
Investment adviser representative at Morgan Stanley
13 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Morgan Stanley Private Bank, N.AJul 2025 to now
- Morgan StanleyJun 2025 to now
- Elevation Series LLCNov 2022 to Dec 2023
- J.P. Morgan Securities LLCNov 2021 to May 2025
- JPMorgan Chase Bank, N.A.Nov 2021 to May 2025
- Charles Schwab & Co., Inc.May 2019 to Nov 2021
- UnemployedOct 2018 to Apr 2019
- RBC Wealth ManagementApr 2013 to Sep 2018
- RBC Capital Markets, LLCApr 2013 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6189562
- Firm CRD
- 149777