Nicole Vento
Investment adviser representative at Cetera Investment Advisers LLC
21 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
21 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Vento Tax & Wealth Management GroupAug 2024 to now
- Avantax Advisory ServicesSep 2024 to Sep 2025
- Avantax Investment Services Inc.Sep 2024 to Sep 2025
- JPMorgan Chase Bank NAApr 2023 to Jul 2024
- JPMorgan Securities LLCApr 2023 to Jul 2024
- Goldman SachsJun 2018 to Mar 2023
- Vento Tax & Wealth Management GroupJan 2018 to Jun 2018
- Deloitte Tax LLPJun 2017 to Aug 2017
- Pennsylvania State UniversityAug 2013 to Dec 2017
- Hd Vest Investment ServicesMay 2013 to Dec 2017
- John Vento Cpa, P.C.Sep 2005 to Apr 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NY).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6189056
- Firm CRD
- 105644