Daniel Christopher Hickey
Investment adviser representative at Cetera Investment Advisers LLC
14 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Cetera Investment Advisers LLCAug 2023 to now
- Cetera Investment Services LLCAug 2023 to now
- Hancock Whitney BankAug 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2019 to Aug 2023
- Wells Fargo Clearing Services, LLCNov 2016 to Oct 2019
- Wells Fargo Advisors LLCApr 2013 to Nov 2016
- Wells Fargo Bank NAMay 2012 to Oct 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6185823
- Firm CRD
- 105644