Jonathan Joseph Gervais
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Jonathan Joseph Gervais? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- BMO Harris BankOct 2024 to now
- LPL Financial LLCOct 2024 to now
- HSBC Securities USA IncJan 2018 to Sep 2024
- HSBC Bank USA N.A.Dec 2016 to Sep 2024
- HSBC Securities USA IncDec 2016 to Nov 2017
- California State University Monterey BayJun 2015 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6184956
- Firm CRD
- 6413