James Wellman
Investment adviser representative at Empower Advisory Group, LLC
11 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business
Are you James Wellman? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- Empower Advisory Group, LLCJul 2022 to now
- Gwfs Equities, Inc.Jun 2022 to now
- Bank of America, N.A.Aug 2020 to Jun 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2020 to Jun 2022
- W. W. Grainger IncMay 2019 to Jul 2020
- UnemployedSep 2018 to Apr 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2017 to Aug 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2015 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (FL).
Empower Advisory Group, LLC
$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6183755
- Firm CRD
- 112058