Cindy Han Le
Investment adviser representative at LPL Financial LLC
26 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
26 years in the industry.
- LPL Financial LLCNov 2023 to now
- LPLNov 2023 to now
- San Diego County C USep 2022 to now
- Wells Fargo Clearing Services, LLCNov 2016 to Sep 2022
- Wells Fargo Advisors LLCApr 2013 to Nov 2016
- Wells Fargo Bank NAMar 2000 to Sep 2022
Exams passed
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6183473
- Firm CRD
- 6413