Carissa Wallin Palm
Investment adviser representative at LPL Financial LLC
16 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
16 years in the industry.
- LPL Financial LLCMay 2022 to now
- Wings Financial CuJun 2019 to now
- Confetti and CheerDec 2018 to now
- Cuna Brokerage Services, Inc.Jun 2019 to May 2022
- Allianz Life Financial Services LLCMar 2013 to Jun 2019
- Mktg IncNov 2011 to Dec 2018
- Allianz Life Insurance Company of North AmericaNov 2010 to Jun 2019
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (MN, WI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6176603
- Firm CRD
- 6413