Caroline Gabig
Investment adviser representative at Hightower Advisors, LLC
13 yearsExperience
1 stateRegistered in
$198.6BFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Hightower Advisors, LLCMay 2025 to now
- Redstone Federal C UOct 2019 to now
- LPL Financial LLCOct 2019 to May 2025
- Keel Point Capital, LLCJul 2017 to Oct 2019
- Morgan Stanley Private Bank, National AssociationJan 2015 to Jul 2017
- Morgan StanleyMar 2013 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (AL).
Hightower Advisors, LLC
$198.6BAssets managed
64,035Clients
1,036Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6176502
- Firm CRD
- 145323