Yan Liu
Investment adviser representative at Transamerica Financial Advisors, LLC
31 yearsExperience
2 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
31 years in the industry.
- NetlawNov 2019 to now
- Transamerica Financial Advisors, LLCMar 2013 to now
- WfgiaNov 2012 to now
- Maxicome, Inc.Sep 2011 to now
- Lspn Pro, LLCNov 2022 to Aug 2026
- Next Health PlanNov 2020 to Aug 2026
- Emory Healthcare, Inc.May 1995 to Sep 2022
Exams passed
- Series 65 · Uniform Investment Adviser Law2013
- Series 63 · Uniform Securities Agent State Law2013
State registrations
Registered as an investment adviser representative in 2 states (GA, TX).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6176479
- Firm CRD
- 16164