Daniel Joseph Shearman
Investment adviser representative at Umb Financial Services, Inc.
12 yearsExperience
1 stateRegistered in
$5MFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Umb Financial Services, Inc.Nov 2025 to now
- Umb BankOct 2025 to now
- YchartsJun 2025 to Oct 2025
- UnemployedApr 2025 to Jun 2025
- Financial Engines Advisors L.L.C.Aug 2023 to Apr 2025
- True Peace Financial SolutionsApr 2023 to Aug 2023
- DoordashJan 2023 to Apr 2023
- Mariner Wealth AdvisorsSep 2022 to Jan 2023
- American Century Investment Services, Inc.Jun 2022 to Sep 2022
- Creative Planning LLCAug 2021 to Jun 2022
- Gwfs Equities, IncMay 2021 to Aug 2021
- Ivy Distributors, IncNov 2017 to May 2021
- Waddell & Reed IncMar 2013 to Aug 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (KS).
Umb Financial Services, Inc.
$5MAssets managed
0Clients
45Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6175733
- Firm CRD
- 17073