Andrew Caputo Spaventa
Investment adviser representative at Tsg Alpha Partners, LLC
12 yearsExperience
1 stateRegistered in
$134.9MFirm assets
1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Tsg Alpha Partners, LLCAug 2022 to now
- The Spaventa Group LLCSep 2020 to now
- Quantum Global Partners, LLCJul 2019 to Dec 2020
- Sw FinancialOct 2018 to Jun 2019
- Network 1 Financial Securities, Inc.Sep 2017 to Oct 2018
- Sylva CapitalDec 2016 to Sep 2017
- Salomon Whitney LLCMar 2014 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (NY).
Tsg Alpha Partners, LLC
$134.9MAssets managed
82Clients
7Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6175466
- Firm CRD
- 319493