James Thomas Cox
Investment adviser representative at Peak Wealth Management
11 yearsExperience
1 stateRegistered in
ChFC®, CFP® certificationDesignations
$39MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Peak Wealth Management LLCJul 2024 to now
- Continuum Wealth Advisors, LLCFeb 2023 to Jun 2024
- Purshe Kaplan Sterling InvestmentsJan 2021 to Feb 2023
- Securities America, Inc.Sep 2020 to Jan 2021
- Arbor Point AdvisorsSep 2020 to Dec 2020
- Securities Service NetworkJan 2019 to Sep 2020
- Ssn Advisory, Inc.Jan 2019 to Sep 2020
- Retirement Planning Group, LLCMar 2015 to Jan 2023
- Ameritas Investment CorpMar 2015 to Dec 2018
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (NY).
Peak Wealth Management
Legal name: Peak Wealth Management LLC
$39MAssets managed
50Clients
1Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6174566
- Firm CRD
- 332411