Kevin Settler
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Nov 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2024 to now
- Kestra Advisory Services, LLCApr 2023 to Jul 2024
- Compass Capital ManagementAug 2022 to Jul 2024
- Kestra Investment Services IncAug 2022 to Jul 2024
- Horizon Wealth ManagersOct 2021 to Aug 2022
- LPL Financial LLCSep 2021 to Aug 2022
- Michael S. Settler, Cpa, PcSep 2021 to Aug 2022
- Sher-del TransferOct 2020 to Sep 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2019 to Sep 2020
- JP Morgan Securities LLCMay 2016 to Nov 2019
- JPMorgan Chase BankMay 2016 to Nov 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6174159
- Firm CRD
- 7691