Kathleen Marie Schmidt
Investment adviser representative at LPL Financial LLC
13 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Rene Russ LLCJun 2023 to now
- LPL Financial LLCJul 2021 to now
- R+r Financial PartnersAug 2021 to May 2023
- Various Insurance Carriers for W&r Insurance AgenciesApr 2021 to Nov 2023
- Waddell & ReedFeb 2021 to Nov 2023
- Skyridge Lending LLCDec 2020 to Feb 2021
- Kenai AviationDec 2019 to Feb 2021
- Smico ConstructionAug 2018 to Jul 2019
- Douglas County Clerks OfficeOct 2016 to Sep 2018
- Rene Russ LLCMar 2013 to Aug 2021
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (AK, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6172507
- Firm CRD
- 6413