Nicole Ann Engel
Investment adviser representative at Caz Investments L.P.
11 yearsExperience
1 stateRegistered in
$10.8BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Caz Investments L.P.Apr 2021 to now
- Hightower Advisors LLCOct 2019 to Mar 2021
- Hightower Securities LLCOct 2019 to Mar 2021
- UnemployedMay 2019 to Oct 2019
- Astor Investment Management, LLCApr 2018 to Apr 2019
- Northern Lights Distributors, LLCApr 2018 to Apr 2019
- UnemployedFeb 2018 to Apr 2018
- Liccar Securities, LLCMay 2015 to Feb 2018
- Ljm Partners, Ltd.May 2015 to Feb 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (TX).
Caz Investments L.P.
$10.8BAssets managed
103Clients
26Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6172054
- Firm CRD
- 113931