Tracey Graziosa
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Cetera Investment Advisers LLCJun 2026 to now
- Cetera Investment Advisors LLCJun 2026 to now
- Cetera Investment Services LLCJun 2026 to now
- Cnr Securities, LLCAug 2025 to May 2026
- UnemployedJan 2025 to Aug 2025
- JP Morgan Chase Bank, N.A.Oct 2023 to Jan 2025
- J.P. Morgan Securities LLCSep 2023 to Jan 2025
- First Republic Securities Company, LLCSep 2019 to Oct 2023
- First Republic Investment Management, IncSep 2019 to Sep 2023
- Foresters FinancialJun 2019 to Aug 2019
- Foresters Advisory ServicesDec 2018 to Jun 2019
- Foresters Financial ServicesJul 2014 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (NY).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6171764
- Firm CRD
- 105644