Nino Finnigan
Investment adviser representative at Esi Financial Advisors
17 yearsExperience
1 stateRegistered in
$2.8BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Equity Services, Inc.Jan 2026 to now
- Integrated Financial Concepts LLC / National Life Insurance CompDec 2025 to now
- Gurdian Life Insurance CompanySep 2023 to Dec 2025
- Park Avenue SecuritiesJan 2021 to Dec 2025
- Guardian Life Insurance CompanyJan 2021 to Sep 2023
- Pruco Securities LLCFeb 2013 to Jan 2021
- The Prudential Insurance Company of AmericaFeb 2013 to Jan 2021
- Iberia TranslationsJan 2009 to Jan 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Esi Financial Advisors
Legal name: Equity Services, Inc.
$2.8BAssets managed
12,379Clients
504Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6170517
- Firm CRD
- 265