Carlos Sergio Torres negron
Investment adviser representative at Charles Schwab & Co., Inc.
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
11 years in the industry.
- Charles Schwab & Co., Inc.Aug 2026 to now
- Charles Schwab Bank, SsbAug 2026 to now
- Charles Schwab Premier Bank, SsbAug 2026 to now
- LPL Financial LLCMay 2022 to Aug 2026
- Cuna Brokerage Services, Inc.Apr 2019 to May 2022
- Cuna Mutual GroupApr 2019 to May 2022
- Bancwest Investment ServicesMay 2018 to Apr 2019
- Bank of the WestMay 2018 to Apr 2019
- Bank of America, N.A.Jul 2017 to Apr 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2017 to Apr 2018
- Bbva Securities IncJun 2017 to Jun 2017
- Compass BankJun 2017 to Jun 2017
- Capital One Advisors, LLCAug 2015 to May 2017
- Capital One Investing, LLCAug 2015 to May 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (PR).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6169639
- Firm CRD
- 5393