Ryan James Smith
Investment adviser representative at Charles Schwab & Co., Inc.
11 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
11 years in the industry.
- Charles Schwab & Co., Inc.Jan 2026 to now
- Charles Schwab Bank, SsbJan 2026 to now
- Equitable Advisors LLCApr 2024 to Jan 2026
- Alliance Bernstein L.PMay 2021 to Feb 2024
- Sanford C Bernstein & CoMay 2021 to Jan 2024
- J.P. Morgan Securities LLCFeb 2021 to May 2021
- JP Morgan Chase Bank, N.A.Feb 2021 to May 2021
- Pruco Securities LLCAug 2019 to Feb 2021
- The Prudential Insurance Company of AmericaAug 2019 to Jan 2021
- Center Court ManagementJun 2019 to Jan 2020
- AXA Advisors, LLCMay 2015 to Aug 2019
- AXA Equitable Life Insurance CompanyMay 2015 to Aug 2019
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6169195
- Firm CRD
- 5393