Nathan David Smith
Investment adviser representative at Foundations Investment Advisors LLC
14 yearsExperience
1 stateRegistered in
$10.1BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- Foundations Investment Advisors, LLCJun 2026 to now
- Smiths Financial SolutionJun 2017 to now
- Simplicity WealthAug 2025 to May 2026
- The Leaders Group IncAug 2025 to May 2026
- Corecap InvestmentsJan 2021 to Aug 2025
- USA Financial Securities CorporationApr 2014 to Jan 2021
- Stivers Financial ServicesJan 2012 to Feb 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (TN).
Foundations Investment Advisors LLC
$10.1BAssets managed
29,663Clients
293Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6167873
- Firm CRD
- 175083