Christopher Richard Tracy
Investment adviser representative at Schwab Wealth Advisory, Inc.
11 yearsExperience
2 statesRegistered in
$0Firm assets
14 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Schwab Wealth Advisory, Inc.Feb 2026 to now
- Charles Schwab & Co, IncFeb 2026 to now
- Wells Fargo Clearing Services, LLCJun 2017 to Feb 2026
- Wells Fargo Bank, NAJun 2017 to Dec 2021
- Key Bank MortgageJan 2017 to Jun 2017
- Key Invesment ServicesJun 2015 to Jan 2017
- Key BankApr 2015 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Schwab Wealth Advisory, Inc.
$0Assets managed
0Clients
1,680Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6167118
- Firm CRD
- 159035