Thomas Joseph Higgins
Investment adviser representative at Balanced Rock Investment Advisors
10 yearsExperience
3 statesRegistered in
$193.2MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Balanced Rock Investment AdvisorsDec 2021 to now
- Independent ConsultingAug 2020 to Dec 2021
- Financial Engines Advisors L.L.C.Jul 2019 to Aug 2020
- ConsultingSep 2018 to Jul 2019
- Ameritas Investment CorpAug 2016 to Sep 2018
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 3 states (CA, MA, TX).
Balanced Rock Investment Advisors
Legal name: Balanced Rock Investment Advisors LLC
$193.2MAssets managed
210Clients
5Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6165489
- Firm CRD
- 157424