Stuart John Morrice
Investment adviser representative at RBC Capital Markets, LLC
13 yearsExperience
3 statesRegistered in
CFADesignation
$310.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- City National BankOct 2021 to now
- RBC Capital Markets, LLCJun 2021 to now
- UnemployedMay 2021 to May 2021
- Columbia Threadneedle InvestmentsFeb 2013 to Apr 2021
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 3 states (NY, OR, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6164435
- Firm CRD
- 31194