Luke Allen
Investment adviser representative at Commonwealth Financial Network
10 yearsExperience
2 statesRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Commonwealth Financial NetworkNov 2023 to now
- Liquid Capital, Inc.Nov 2023 to now
- UnemployedMar 2023 to Oct 2023
- MML Investors Services, LLCOct 2022 to Mar 2023
- Massmutual Life Insurance CompanyDec 2021 to Mar 2023
- UnemployedFeb 2021 to Dec 2021
- Adp Broker Dealer Inc.Feb 2020 to Jan 2021
- Adp LLCJan 2020 to Jan 2021
- Marrs GroupDec 2018 to Dec 2019
- UnemployedMay 2018 to Nov 2018
- Cantor Fitzgerald & CoJan 2016 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (MA, TX).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6161940
- Firm CRD
- 8032