William Richard Gardner
Investment adviser representative at Harbour Investments, Inc.
13 yearsExperience
1 stateRegistered in
$9.6BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlySubscriptionFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Harbour Investments, Inc.Jan 2024 to now
- Northwestern Mutual Wealth Management CompanyJul 2017 to Jan 2024
- Northwestern Mutual Investment Services, LLCAug 2014 to Jan 2024
- Northwestern Mutual Life Insurance CompanyMay 2013 to Jan 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (WI).
Harbour Investments, Inc.
$9.6BAssets managed
30,309Clients
242Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6161570
- Firm CRD
- 19258