Lee Alan Rosenblum
Investment adviser representative at Transamerica Financial Advisors, LLC
14 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
14 years in the industry.
- Dreamscore LLCJul 2025 to now
- Inheritguard, LLCJun 2024 to now
- Association of Financial EducatorsMay 2024 to now
- WealthwaveDec 2023 to now
- Champion Health, Inc.Jul 2023 to now
- Transamerica Financial Advisors, IncDec 2012 to now
- WfgiaAug 2012 to now
- Legacy ShieldMay 2021 to May 2024
- Net LawFeb 2019 to Jun 2023
- Aflac (american Family Life Assurance Company)Jun 2018 to Nov 2022
- Farmer Veteran CoalitionJul 2016 to May 2017
- Student Debt Solution Center, LLCSep 2014 to Nov 2022
- DebtmericaJul 2014 to Mar 2022
- Harvest Development GroupJul 2013 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (CA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6160585
- Firm CRD
- 16164