Joanna Maria Pappas
Investment adviser representative at First Citizens Investor Services, Inc.
15 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$2.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- First Citizens Investor Services, Inc.Jun 2025 to now
- First Citizens BankMay 2025 to now
- Northwestern Mutual Wealth Management CompanyJun 2024 to May 2025
- Northwestern Mutual Investment Services LLCMar 2024 to May 2025
- Jacqueline FishFeb 2024 to May 2025
- William BaileyFeb 2024 to May 2025
- UnemployedSep 2023 to Feb 2024
- Wells FargoJan 2011 to Sep 2023
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (NC).
First Citizens Investor Services, Inc.
$2.6BAssets managed
7,645Clients
323Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6157048
- Firm CRD
- 44430