James Matthew Murphy
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Jul 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2023 to now
- JP Morgan Chase BankAug 2021 to Jun 2023
- JP Morgan Securities LLCAug 2021 to Jun 2023
- Citigroup Global Markets IncFeb 2021 to Aug 2021
- Citigroup Global Markets Inc - Mindlance - RecruiterAug 2019 to Feb 2021
- UnemployedMay 2019 to Aug 2019
- Winged Keel GroupMar 2019 to Apr 2019
- UnemployedOct 2018 to Feb 2019
- Northwestern Mutual Life Insurance CompanyMay 2017 to Aug 2018
- Northwestern Mutual Investment Services LLCApr 2017 to Aug 2018
- Greenhills VenturesJan 2016 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6156841
- Firm CRD
- 7691