David Wayne Hawkins
Investment adviser representative at Cetera Investment Advisers LLC
17 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Cetera Investment Advisers LLCDec 2025 to now
- Cetera Investment Services LLCDec 2025 to now
- First National Bank of PaDec 2025 to now
- MML Investors ServicesJun 2023 to now
- Massmutual Life Insurance Co.Sep 2022 to now
- Capitol Insurance Services LLCJun 2020 to now
- Wayne Enterprises LLCNov 2009 to now
- Citizens BankFeb 2022 to May 2024
- HSBC Securities USA IncApr 2018 to Feb 2022
- HSBC Bank USA NAMar 2018 to Feb 2022
- Wells Fargo Clearing Services, LLCNov 2016 to Mar 2018
- Wells Fargo Advisors, LLCJun 2014 to Nov 2016
- Wells Fargo Bank, NADec 2013 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6151441
- Firm CRD
- 105644