James Tindall
Investment adviser representative at Citigroup Global Markets Inc.
7 yearsExperience
1 stateRegistered in
$56BFirm assets
62 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
7 years in the industry.
- Citigroup Global Markets Inc.Nov 2023 to now
- CitigroupSep 2023 to now
- UnemployedMay 2023 to Aug 2023
- CitigroupSep 2021 to May 2023
- J.P. Morgan Securities LLCJul 2019 to Sep 2021
- UnemployedJun 2019 to Jun 2019
- Edward JonesOct 2016 to May 2019
- Massachusetts Mutual Life Insurance CoSep 2016 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (NY).
Citigroup Global Markets Inc.
$56BAssets managed
59,829Clients
2,405Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6150117
- Firm CRD
- 7059