Walter W Goss
Investment adviser representative at Osaic Institutions, Inc.
14 yearsExperience
1 stateRegistered in
$6.5BFirm assets
19 yearsFirm in business
Are you Walter W Goss? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Ledyard BankJan 2025 to now
- Osaic Institutions, Inc.Jan 2025 to now
- LPL Financial LLCOct 2020 to Dec 2024
- Northway BankOct 2020 to Dec 2024
- Santander Bank, NAMar 2019 to Oct 2020
- Santander Securities, LLCMar 2019 to Oct 2020
- Woodbury Financial Services IncDec 2018 to Mar 2019
- MML Investors Services, LLCOct 2017 to Dec 2018
- Massmutual Life Insurance CoAug 2017 to Dec 2018
- UnemployedMay 2017 to Aug 2017
- Cco Investment ServicesDec 2012 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (NH).
Osaic Institutions, Inc.
$6.5BAssets managed
16,312Clients
537Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6149962
- Firm CRD
- 35371