William J Colon
Investment adviser representative at LPL Financial LLC
8 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
8 years in the industry.
- LPL Financial, LLCDec 2021 to now
- Guaardian Life Insurance CompanyNov 2021 to Dec 2021
- Park Avenue SecuritiesJan 2020 to Dec 2021
- Guardian Life Insurance CompanyJan 2020 to Nov 2021
- Nylife Securities LLCJul 2014 to Dec 2019
- New York Life InsuranceJan 2013 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6149102
- Firm CRD
- 6413