Nicholas Thomas Rossi
Investment adviser representative at Private Advisor Group, LLC
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$57.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Northward Financial GroupSep 2022 to now
- Private Advisor Group, LLCSep 2022 to now
- Washington Trust Advisors, Inc.Nov 2021 to Sep 2022
- Weston Securities CorporationJun 2018 to Sep 2022
- Weston Financial Group, Inc.Jun 2018 to Nov 2021
- Ameriprise Financial Services, Inc.Apr 2014 to Jun 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (MA, TX).
Private Advisor Group, LLC
$57.7BAssets managed
170,206Clients
919Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6148482
- Firm CRD
- 155216