Nicholas Vali
Investment adviser representative at Cetera Investment Advisers LLC
14 yearsExperience
2 statesRegistered in
CFP® certification, ChFC®Designations
$256.8BFirm assets
Are you Nicholas Vali? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Cetera Investment Advisers LLCAug 2023 to now
- Cetera Wealth Services, LLCAug 2023 to now
- Diamond State Financial GroupNov 2012 to now
- Minnesota LifeNov 2012 to Aug 2023
- Securian Financial Services IncNov 2012 to Aug 2023
Designations
- CFP® certification
- ChFC®
Exams passed
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 2 states (DE, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6139848
- Firm CRD
- 105644