Darnell S. Hegarty
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Principal Life Insurance CompanyAug 2026 to now
- Principal Securities, Inc.Aug 2026 to now
- The Johns Hopkins UniversitySep 2020 to now
- LPL Enterprise, LLCApr 2026 to Aug 2026
- Fidelity InvestmentsMay 2021 to Mar 2026
- Bank of America, N.A.Feb 2021 to Mar 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2021 to Mar 2021
- Wells Fargo Clearing Services, LLCApr 2019 to Oct 2020
- The Walters Group LLCJan 2019 to Apr 2019
- Remax Home Experts IiJul 2016 to Dec 2018
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6139337
- Firm CRD
- 1137